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201	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-09-11 11:59:15 Securities Exchange Act Financial regulation Securities regulation in the United States Regulation NMS Direct Edge U.S. Securities and Exchange Commission Federal Rules of Civil Procedure Economy of the United States Government United States Securities and Exchange Commission United States securities law 73rd United States Congress
202	Page 54 of 131 Exhibit 5C – Third Amended and Restated Trust Agreement Text of the Proposed Rule Change Underlining indicates additions; [Brackets] indicate deletions. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 13:15:06 Common law Equity International Securities Exchange Trust law Eurex Direct Edge Delaware statutory trust Corporation Law Private law Types of business entity
203	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]December 4, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 11:21:29 United States securities law Economy of the United States Direct Edge Investment Securities Exchange Act Financial economics Order New York Stock Exchange Stock market 73rd United States Congress United States Securities and Exchange Commission
204	Page 100 of 129 Exhibit 5F – Form of Agreement and Consent by and between Eurex Global Derivatives AG and Eurex Zürich AG Text of the Proposed Rule Change All text to be deleted Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 10:59:47 Eurex Swiss Financial Market Supervisory Authority Limited liability company Securities Exchange Act Direct Edge U.S. Securities and Exchange Commission Financial regulation Business International Securities Exchange Government United States securities law
205	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]October 30, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:11:12 Economy of the United States Securities Exchange Act BATS Global Markets Direct Edge Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
206	Page 93 of 129 Exhibit 5E – Form of Eurex Global Derivatives AG Corporate Resolutions Text of the Proposed Rule Change All text to be deleted FORM OF EUREX GLOBAL DERIVATIVES AG CORPORATE RESOLUTION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 10:59:37 Swiss Financial Market Supervisory Authority Business Eurex Securities Exchange Act Limited liability company U.S. Securities and Exchange Commission Direct Edge Securities market Securities Commission Government International Securities Exchange United States securities law
207	Microsoft Word - BATS_DirectEdge_Sponsored_Access_Application.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-12-01 15:51:58 Direct Edge BATS Global Markets
208	SEAN P D UFFY COMMITTEE ON FINANCIAL SERVlCES 7TH 0 1ST IUCT, WiSCONSI N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-18 16:12:26 Financial Industry Regulatory Authority NASDAQ Chicago Stock Exchange Stock market OMX Direct Edge Philadelphia Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organizations Economy of the United States NYSE Euronext
209	October 28, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]Attention: Brent J. Fields, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 11:18:19 Investment Financial markets Bonds Securities Securities Industry and Financial Markets Association NASDAQ OMX Direct Edge NYSE Arca Financial economics Self-regulatory organizations Economy of the United States
210	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]November 5, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 11:13:42 Eurex Investment Stock market Direct Edge Stock exchange Financial system Securities Exchange Act Futures contract Deutsche Börse International Securities Exchange Financial economics

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